Senior Regulatory Analyst (Regulatory & Trade Surveillance)
A well-known financial institution is currently seeking a Senior Analyst as part of the market regulatory & trade surveillance division to monitor and review trading activities with the objective of identifying market abuse for further investigation. Your core responsibility will be to review price manipulation and insider trading across all asset classes.
Responsibilities
Real time monitoring and review of significant share price and share volume reactions
Monitor and independently conduct reviews of allegations of prohibited trading practices
Preparation and presentation of referral documentation to the FSCA for further investigation at monthly market abuse meetings
Conduct quarterly alert optimization reviews
Execution of derivative profit and loss reviews
Adjudication of error trades across asset classes
Execution of all other surveillance processes in line with agreed timelines
Provide feedback to Senior Manager: Market Surveillance / Director: Market Regulation on how the error trade was adjudicated
Evidence and log the execution of surveillance processes in line with agreed processes and methodologies